Description

MANAGING BROKERS ONLY

As regulatory expectations continue to shift, proactive compliance leadership is more important than ever. Our upcoming Power Hour is designed exclusively for Managing Brokers who want clear, practical guidance on FinCEN requirements—delivered in a focused, one-hour format. Featuring industry expert Todd Sholar as our guest speaker, this session will break down key Anti-Money Laundering (AML) considerations and reporting responsibilities that directly impact brokerage operations.